Capital Markets
Capital Markets

NewOak Capital Markets LLC, a FINRA broker-dealer and member of MSRB and SIPC, provides our clients with independent, sophisticated, and tailored solutions for their capital needs which include raising capital and creating investment opportunities.

With a creative approach to financing, capital markets expertise and deep industry insight, we assist clients by helping them access the capital they need to fund their important business initiatives. Our breadth of capabilities include: capital raising, securitization, restructuring, risk transfer and market making.

Expertise
Advisory Services

Mergers & Acquisition Advisory Services

  • Sales and Divestitures and Buy-Side Acquisitions
  • Transactions
  • Valuations
  • Equity Offering Pricing

Financing Options

  • Traditional Senior Lending
  • Asset Based Lending
  • Equipment Finance
  • Commercial Real Estate
  • Equity and Mezzanine Finance

Capital Raising Advisory Services

  • Private Placements of Debt and Equity
  • Issuance of Trust Preferred Securities
  • Recapitalizations
  • Balance Sheet Restructurings
  • Portfolio De-Risking
Service Groups Industries Sales & Trading

  • Real Estate
  • Banks and Thrifts
  • Renewal Energy
  • Insurance
  • Asset Management
  • Residential Real Estate
  • Transportation
  • Oil and Gas
  • Government
  • Life Settlement
  • Intellectual Property
  • Entertainment
  • Sports Finance

To speak to one of our Sales & Trading group professionals, please call us at (212) 209-0822 for Fixed Income and (212) 209-0869 for Whole Loans.

Securities products are offered through NewOak Capital Markets LLC, member FINRA, SIPC and MSRB.

We have access to and experience in dealing with buyers and financing sources. With our New York headquarters, our coverage of the financial services sector is national in scope.

We also leverage our relationships with private equity firms, hedge funds and asset managers as sources of capital. We have extensive deal structuring and dealmaking expertise. With our institutional relationships, we have the distribution strength and keen understanding of the markets that are imperative in a fund-raising partner. We are engaged in a capital advisory role at the C-suite level on both sell-side and buy-side.

We work in concert with our advisory experts from NewOak Solutions & Advisory. Each group is supported by our risk management analytics and valuation platforms. Our goal is to help clients maximize efficiency while staying true to their corporate and portfolio objectives.

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NewOak Capital
485 Lexington Avenue 25th Floor
New York, NY 10017
Switchboard: (212) 209-0850
Fax: (212) 209-0704

Securities Offered Through NewOak Capital Markets LLC, Member FINRA, SIPC and MSRB
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